Personnel Hong Kong SFC License Details (ID 81549)

Personnel Hong Kong SFC License Details (ID 81549)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Daiwa Capital Markets Hong Kong Limited	Rep	Dealing in securities	2012-02-08	2012-02-11
PROVIDENT FUTURES (HONG KONG) LIMITED	Rep	Advising on futures contracts	2011-01-11	2011-12-17
	Rep	Dealing in futures contracts	2011-01-11	2011-12-17
Ark Securities (Hong Kong) Limited	Rep	Advising on securities	2010-11-24	2011-12-17
	Rep	Asset management	2010-11-24	2011-12-17
	Rep	Dealing in securities	2010-11-24	2011-12-17
AISANCE ASSET MANAGEMENT LIMITED	Rep	Asset management	2010-03-18	2010-06-25
KGI ASIA LIMITED	Rep	Advising on securities	2010-03-18	2010-06-25
	Rep	Dealing in securities	2010-03-18	2010-06-25