Personnel Hong Kong SFC License Details (ID 81555)

Personnel Hong Kong SFC License Details (ID 81555)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Constance Growth Capital Limited	RO	Advising on securities	2026-02-26	-
	RO	Asset management	2026-02-26	-
FORTHRIGHT SECURITIES COMPANY LIMITED	Rep	Advising on futures contracts	2019-07-26	2024-05-31
	Rep	Dealing in futures contracts	2019-07-26	2024-05-31
	Rep	Dealing in securities	2019-07-26	2024-05-31
Central China International Futures Company Limited	Rep	Advising on futures contracts	2017-10-25	2019-07-05
	Rep	Dealing in futures contracts	2017-10-25	2019-07-05
Central China International Securities Co., Limited	Rep	Dealing in securities	2017-10-25	2019-07-05
PHILLIP COMMODITIES (HK) LIMITED	Rep	Advising on futures contracts	2012-05-24	2017-10-10
	Rep	Leveraged foreign exchange trading	2012-02-02	2017-10-10
	Rep	Dealing in futures contracts	2011-10-24	2017-10-10
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2011-10-24	2017-10-10
Ark Securities (Hong Kong) Limited	Rep	Dealing in securities	2010-01-19	2011-10-10
PROVIDENT FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2010-01-19	2011-10-10
Yuanta Asia Investment (Hong Kong) Limited	Rep	Dealing in futures contracts	2009-12-03	2009-12-07
	Rep	Dealing in securities	2009-12-03	2009-12-07
CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED	Rep	Leveraged foreign exchange trading	2005-08-31	2005-10-04