Personnel Hong Kong SFC License Details (ID 81558)

Personnel Hong Kong SFC License Details (ID 81558)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Rifa Futures Limited	Rep	Dealing in futures contracts	2019-05-14	-
Rifa Securities Limited	Rep	Dealing in securities	2019-05-14	-
CITIC Securities Brokerage (HK) Limited	Rep	Dealing in securities	2012-03-05	2019-05-01
CITIC Securities Futures (HK) Limited	Rep	Dealing in futures contracts	2012-03-05	2019-05-01
Ark Securities (Hong Kong) Limited	Rep	Dealing in securities	2006-02-02	2012-01-14
PROVIDENT FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2005-03-22	2012-01-14
SHUN LOONG FOREX COMPANY LIMITED	Rep	Leveraged foreign exchange trading	2004-03-30	2005-03-22
SHUN LOONG FUTURES LIMITED	Rep	Advising on futures contracts	2003-04-01	2004-03-01
	Rep	Asset management	2003-04-01	2004-03-01
	Rep	Providing automated trading services	2003-04-01	2004-03-01
	Rep	Dealing in futures contracts	2003-04-01	2005-03-22