Personnel Hong Kong SFC License Details (ID 81561)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA XIN YONGAN FUTURES COMPANY LIMITED	RO	Advising on futures contracts	2023-12-29	-
	RO	Dealing in futures contracts	2023-12-29	-
XIN YONGAN INTERNATIONAL ASSET MANAGEMENT COMPANY LIMITED	RO	Advising on securities	2023-12-29	-
	RO	Asset management	2023-12-29	-
XIN YONGAN INTERNATIONAL SECURITIES COMPANY LIMITED	RO	Dealing in securities	2023-12-29	-
CHINA XIN YONGAN FUTURES COMPANY LIMITED	Rep	Advising on futures contracts	2023-12-11	2023-12-29
	Rep	Dealing in futures contracts	2023-12-11	2023-12-29
XIN YONGAN INTERNATIONAL ASSET MANAGEMENT COMPANY LIMITED	Rep	Advising on securities	2023-12-11	2023-12-29
	Rep	Asset management	2023-12-11	2023-12-29
XIN YONGAN INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2023-12-11	2023-12-29
Grand Capital Futures Limited	RO	Advising on futures contracts	2020-08-13	2023-10-26
	RO	Dealing in futures contracts	2020-08-13	2023-10-26
Grand Capital Securities Limited	RO	Advising on securities	2020-08-13	2023-10-26
	RO	Asset management	2020-08-13	2023-10-26
	RO	Dealing in securities	2020-08-13	2023-10-26
Ark Securities (Hong Kong) Limited	RO	Advising on corporate finance	2018-11-19	2019-04-19
	RO	Advising on securities	2018-11-19	2019-04-19
	RO	Asset management	2018-11-19	2019-04-19
	RO	Dealing in securities	2018-11-19	2019-04-19
PROVIDENT FUTURES (HONG KONG) LIMITED	RO	Advising on futures contracts	2018-11-19	2019-04-19
	RO	Dealing in futures contracts	2018-11-19	2019-04-19
Ark Securities (Hong Kong) Limited	Rep	Advising on corporate finance	2007-08-13	2018-11-19
	Rep	Advising on securities	2007-08-13	2018-11-19
	Rep	Asset management	2007-08-13	2018-11-19
	Rep	Dealing in securities	2007-08-13	2018-11-19
PROVIDENT FUTURES (HONG KONG) LIMITED	Rep	Advising on futures contracts	2007-08-13	2018-11-19
	Rep	Dealing in futures contracts	2007-08-13	2018-11-19