Personnel Hong Kong SFC License Details (ID 81569)

Personnel Hong Kong SFC License Details (ID 81569)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Grand Capital Futures Limited	Rep	Advising on futures contracts	2020-06-15	2024-12-17
	Rep	Dealing in futures contracts	2020-06-15	2024-12-17
Grand Capital Securities Limited	Rep	Advising on securities	2020-06-15	-
	Rep	Asset management	2020-06-15	-
	Rep	Dealing in securities	2020-06-15	-
Ark Securities (Hong Kong) Limited	Rep	Asset management	2008-11-21	2020-05-21
	Rep	Advising on securities	2007-10-03	2020-05-21
PROVIDENT FUTURES (HONG KONG) LIMITED	Rep	Advising on futures contracts	2007-10-03	2020-05-21
Ark Securities (Hong Kong) Limited	Rep	Dealing in securities	2006-06-01	2020-05-21
PROVIDENT FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2006-06-01	2020-05-21