Ng, Kwai Yee 吳桂儀

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Taiping Securities (HK) Co Limited	Rep	Dealing in securities	2021-06-03	2023-05-02
TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED	Rep	Advising on securities	2015-06-19	2021-03-29
	Rep	Asset management	2015-04-17	2021-03-29
Taiping Securities (HK) Co Limited	Rep	Dealing in securities	2015-04-17	2020-07-15
Ark Securities (Hong Kong) Limited	Rep	Advising on securities	2011-07-26	2015-03-07
	Rep	Dealing in securities	2011-07-26	2015-03-07
PROVIDENT FUTURES (HONG KONG) LIMITED	Rep	Advising on futures contracts	2011-07-26	2015-03-07
	Rep	Dealing in futures contracts	2011-07-26	2015-03-07
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2009-07-07	2011-04-22
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2009-07-07	2011-04-22

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Taiping Securities (HK) Co Limited	Rep	Dealing in securities	2021-06-03	2023-05-02
TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED	Rep	Advising on securities	2015-06-19	2021-03-29
	Rep	Asset management	2015-04-17	2021-03-29
Taiping Securities (HK) Co Limited	Rep	Dealing in securities	2015-04-17	2020-07-15
Ark Securities (Hong Kong) Limited	Rep	Advising on securities	2011-07-26	2015-03-07
	Rep	Dealing in securities	2011-07-26	2015-03-07
PROVIDENT FUTURES (HONG KONG) LIMITED	Rep	Advising on futures contracts	2011-07-26	2015-03-07
	Rep	Dealing in futures contracts	2011-07-26	2015-03-07
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2009-07-07	2011-04-22
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2009-07-07	2011-04-22