Personnel Hong Kong SFC License Details (ID 81572)

Personnel Hong Kong SFC License Details (ID 81572)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
REDWOOD ASSET MANAGEMENT LIMITED	RO	Advising on securities	2019-12-12	-
	RO	Asset management	2019-12-12	-
	RO	Dealing in securities	2019-12-12	-
HONG KONG ASSET MANAGEMENT LIMITED	RO	Dealing in securities	2017-02-15	2019-04-30
	RO	Advising on securities	2014-08-06	2019-04-30
	RO	Asset management	2014-08-06	2019-04-30
Ark Securities (Hong Kong) Limited	Rep	Advising on securities	2008-06-17	2014-07-17
	Rep	Asset management	2008-06-17	2014-07-17
	Rep	Dealing in securities	2008-06-17	2014-07-17
PROVIDENT FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2008-06-17	2014-07-17