Personnel Hong Kong SFC License Details (ID 81573)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KGI ASIA LIMITED	Rep	Dealing in securities	2021-10-06	-
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2021-10-06	-
PROVIDENT FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2004-12-03	2021-09-30
Ark Securities (Hong Kong) Limited	Rep	Advising on corporate finance	2003-04-01	2003-07-03
	Rep	Advising on securities	2003-04-01	2003-07-03
	Rep	Asset management	2003-04-01	2003-07-03
	Rep	Dealing in securities	2003-04-01	2021-09-30