Personnel Hong Kong SFC License Details (ID 81575)

Personnel Hong Kong SFC License Details (ID 81575)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Winner Zone Asset Management Limited	Rep	Advising on securities	2026-09-25	-
	Rep	Asset management	2026-09-25	-
Ark Securities (Hong Kong) Limited	Rep	Advising on securities	2011-04-08	2014-05-08
	Rep	Asset management	2011-04-08	2014-05-08
	Rep	Dealing in securities	2011-04-08	2014-05-08
PROVIDENT FUTURES (HONG KONG) LIMITED	Rep	Advising on futures contracts	2011-04-08	2014-05-08
	Rep	Dealing in futures contracts	2011-04-08	2014-05-08
HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED	Rep	Advising on futures contracts	2009-09-22	2011-04-01
	Rep	Advising on securities	2009-09-22	2011-04-01
	Rep	Asset management	2009-09-22	2011-04-01
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2009-09-22	2011-04-01
HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED	Rep	Advising on securities	2009-09-22	2011-04-01
	Rep	Asset management	2009-09-22	2011-04-01
	Rep	Dealing in securities	2009-09-22	2011-04-01
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2009-09-22	2011-04-01