Personnel Hong Kong SFC License Details (ID 81586)

Personnel Hong Kong SFC License Details (ID 81586)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ASA SECURITIES LIMITED	RO	Advising on securities	2022-05-20	2023-12-19
	RO	Dealing in futures contracts	2022-03-01	2023-12-19
	RO	Dealing in securities	2022-03-01	2023-12-19
	Rep	Dealing in futures contracts	2017-03-13	2022-03-01
	Rep	Dealing in securities	2017-03-13	2022-03-01
PING AN SECURITIES (HONG KONG) FUTURES COMPANY LIMITED	Rep	Dealing in futures contracts	2016-01-26	2017-02-14
Ping An Securities (Hong Kong) Holdings Company Limited	Rep	Dealing in securities	2016-01-26	2017-02-14
PROVIDENT FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2012-12-19	2016-01-19
Ark Securities (Hong Kong) Limited	Rep	Dealing in securities	2007-06-18	2016-01-19
Public Financial Securities Limited	Rep	Advising on corporate finance	-	2004-11-11
	Rep	Advising on securities	-	2004-11-11
	Rep	Asset management	-	2004-11-11
	Rep	Dealing in securities	-	2007-06-09