Personnel Hong Kong SFC License Details (ID 81591)

Personnel Hong Kong SFC License Details (ID 81591)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ALTRUIST FINANCIAL GROUP LIMITED	Rep	Advising on securities	2024-03-04	2026-06-14
	Rep	Asset management	2024-03-04	2026-06-14
	Rep	Dealing in securities	2024-03-04	2026-06-14
	Rep	Advising on securities	2020-06-18	2022-01-31
	Rep	Asset management	2020-06-18	2022-01-31
	Rep	Dealing in securities	2020-06-18	2022-01-31
OnePlatform Securities Limited	Rep	Dealing in securities	2016-01-21	2018-01-06
Ark Securities (Hong Kong) Limited	Rep	Dealing in securities	2008-09-10	2012-03-27
ALTRUIST FINANCIAL GROUP LIMITED	Rep	Advising on securities	2007-06-11	2008-06-06
	Rep	Asset management	2007-06-11	2008-06-06