Personnel Hong Kong SFC License Details (ID 81600)

Personnel Hong Kong SFC License Details (ID 81600)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
AJ Futures Limited	RO	Dealing in futures contracts	2024-12-06	-
	Rep	Dealing in futures contracts	2024-01-18	2024-12-06
	RO	Dealing in futures contracts	2023-07-06	2024-01-18
AJ Securities Limited	RO	Advising on securities	2023-07-06	-
	RO	Dealing in securities	2021-05-07	-
AJ Futures Limited	Rep	Dealing in futures contracts	2019-08-12	2023-07-06
AJ Asset Management Limited	Rep	Asset management	2018-11-02	-
AJ Securities Limited	Rep	Advising on securities	2018-08-02	2023-07-06
	Rep	Dealing in securities	2017-09-21	2021-05-07
CITIC Securities Brokerage (HK) Limited	Rep	Dealing in securities	2016-06-22	2017-09-05
Ark Securities (Hong Kong) Limited	Rep	Advising on securities	2010-04-26	2016-03-30
	Rep	Dealing in securities	2008-08-26	2016-03-30
PROVIDENT FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2008-08-26	2009-05-04