Personnel Hong Kong SFC License Details (ID 81613)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

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Current only

Organisation	Role	Activity	From	Until
China Sunrise Securities (International) Limited	RO	Dealing in securities	2021-04-21	2022-02-16
	Rep	Dealing in securities	2021-03-22	2021-04-21
WESTOCK SECURITIES INTERNATIONAL (HK) LIMITED	RO	Dealing in securities	2020-06-01	2021-03-18
WINGS SECURITIES (HK) LIMITED	RO	Dealing in securities	2019-04-11	2019-10-31
	Rep	Dealing in securities	2019-04-09	2019-04-11
Ethk Securities Limited	RO	Dealing in securities	2018-06-21	2018-12-31
Hong Kong Stock Link Securities Limited	RO	Dealing in securities	2016-07-18	2017-09-30
Prior Securities Limited	RO	Dealing in securities	2016-02-29	2016-07-12
WESTOCK SECURITIES INTERNATIONAL (HK) LIMITED	RO	Dealing in securities	2015-05-15	2016-02-12
Nerico Brothers Limited (HK)	Rep	Dealing in securities	2014-03-28	2014-05-01
SINO WEALTH SECURITIES LIMITED	RO	Dealing in securities	2012-03-05	2013-12-31
Hongkong Bay Securities Limited	RO	Dealing in securities	2007-02-23	2011-12-22
	Rep	Dealing in securities	2007-02-12	2007-02-23
ROOFER SECURITIES LIMITED	RO	Dealing in securities	2005-10-10	2006-08-31
	Rep	Dealing in securities	2005-09-01	2005-10-10
PHILLIP CAPITAL MANAGEMENT (HK) LIMITED	Rep	Advising on securities	2005-01-14	2005-07-28
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2005-01-14	2005-07-27
TAI SHING STOCK INVESTMENT CO. LIMITED	Rep	Advising on corporate finance	-	2003-09-01
	Rep	Asset management	-	2003-09-01
	Rep	Advising on securities	-	2005-01-13
	Rep	Dealing in securities	-	2005-01-13