| Enhanced Investment Management Limited | RO | Advising on securities | 2022-07-20 | - |
| RO | Asset management | 2022-07-20 | - |
| Rep | Advising on securities | 2022-07-06 | 2022-07-20 |
| Rep | Asset management | 2022-07-06 | 2022-07-20 |
| BillionsPower Partners Company Limited | RO | Advising on securities | 2020-08-03 | 2022-03-10 |
| RO | Asset management | 2020-08-03 | 2022-03-10 |
| Globe Capital Asset Management Limited | RO | Advising on securities | 2019-01-22 | 2019-10-31 |
| RO | Asset management | 2019-01-22 | 2019-10-31 |
| RO | Dealing in securities | 2019-01-22 | 2019-10-31 |
| Regan International Asset Management Limited | RO | Advising on securities | 2018-08-01 | 2018-09-18 |
| RO | Asset management | 2018-08-01 | 2018-09-18 |
| Rep | Advising on securities | 2018-07-17 | 2018-08-01 |
| KILMOREY SECURITIES LIMITED | RO | Advising on securities | 2017-02-09 | 2018-06-17 |
| RO | Dealing in securities | 2016-11-10 | 2018-06-17 |
| Rep | Dealing in securities | 2016-10-17 | 2016-11-10 |
| VMS Securities Limited | RO | Dealing in securities | 2016-06-21 | 2016-09-15 |
| Rep | Dealing in securities | 2013-05-31 | 2016-06-21 |
| Hongkong Bay Securities Limited | Rep | Dealing in securities | 2009-10-15 | 2013-01-29 |
| WIN WONG SECURITIES LIMITED | Rep | Dealing in securities | 2009-03-11 | 2009-10-02 |
| Hongkong Bay Securities Limited | Rep | Dealing in securities | 2007-09-20 | 2009-03-01 |
| HING WONG SECURITIES LIMITED | Rep | Dealing in securities | 2007-06-21 | 2007-09-04 |
| ONE CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2007-05-15 | 2007-06-08 |
| EMPEROR FUTURES LIMITED | Rep | Dealing in futures contracts | 2006-10-05 | 2007-04-21 |
| EMPEROR SECURITIES LIMITED (HK) | Rep | Dealing in securities | 2006-10-05 | 2007-04-21 |