Personnel Hong Kong SFC License Details (ID 81625)

Personnel Hong Kong SFC License Details (ID 81625)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
WANTHORPE ASSET MANAGEMENT LIMITED	RO	Asset management	2007-09-17	2015-01-23
GT ASSET MANAGEMENT LIMITED (d2015-03-13)	RO	Advising on securities	2007-07-27	2013-03-28
	RO	Asset management	2007-07-27	2013-03-28
TRIBRIDGE INVESTMENT PARTNERS LIMITED	Rep	Advising on securities	2003-11-26	2005-06-11
	Rep	Asset management	2003-11-26	2005-06-11
HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED	Rep	Advising on corporate finance	-	2003-05-29
	Rep	Advising on securities	-	2003-05-29
	Rep	Asset management	-	2003-05-29
KINGSWAY UNIT TRUST MANAGERS LIMITED	Rep	Advising on corporate finance	-	2003-05-29
	Rep	Advising on securities	-	2003-05-29
	Rep	Asset management	-	2003-05-29
KINGSWAY-HIA INVESTMENT PRODUCTS LIMITED	Rep	Advising on securities	-	2003-05-29