| Luna Mare Capital Limited | RO | Asset management | 2025-08-15 | - |
| Candescent Capital Limited | RO | Advising on securities | 2022-02-07 | 2024-04-30 |
| RO | Asset management | 2022-02-07 | 2024-04-30 |
| RO | Dealing in securities | 2022-02-07 | 2024-04-30 |
| Livermore Holdings Limited | RO | Dealing in securities | 2021-04-27 | 2022-01-20 |
| YONGAN GUOFU ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED | RO | Advising on securities | 2018-11-15 | 2020-09-02 |
| RO | Asset management | 2018-11-15 | 2020-09-02 |
| China Reserve Securities Limited | RO | Advising on securities | 2016-11-02 | 2018-02-15 |
| RO | Asset management | 2016-11-02 | 2018-02-15 |
| RO | Dealing in securities | 2016-11-02 | 2018-02-15 |
| SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED | RO | Asset management | 2016-03-14 | 2016-09-29 |
| RO | Dealing in securities | 2008-01-07 | 2016-09-29 |
| RO | Advising on securities | 2007-04-24 | 2016-09-29 |
| Rep | Advising on securities | 2006-06-16 | 2007-04-24 |
| Rep | Dealing in securities | 2006-06-16 | 2008-01-07 |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Advising on securities | 2005-08-16 | 2006-06-11 |
| Rep | Dealing in securities | 2005-07-06 | 2006-06-11 |
| CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2005-07-06 | 2006-06-11 |
| CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2005-07-06 | 2006-06-11 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2004-09-30 | 2005-06-21 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2004-09-30 | 2005-06-21 |