Webb-site Legacy

Chen, Bai Cao 陳柏操

SFC ID:AUZ662

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOOMING ASSET MANAGEMENT LIMITED	RO	Dealing in securities	2023-02-02	2025-06-20
	RO	Advising on securities	2019-09-13	-
	RO	Asset management	2019-09-13	-
SHENG YUAN SECURITIES LIMITED	RO	Advising on securities	2018-08-23	2019-04-09
	RO	Dealing in futures contracts	2015-06-05	2019-04-09
	RO	Dealing in futures contracts	2014-09-10	2015-03-10
	RO	Dealing in securities	2014-09-10	2019-04-09
SHENG YUAN ASSET MANAGEMENT LIMITED	RO	Advising on securities	2014-07-15	2019-04-09
	RO	Asset management	2014-03-19	2019-04-09
	Rep	Asset management	2014-02-18	2014-03-19
	Rep	Advising on securities	2014-02-18	2014-05-05
SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED	RO	Asset management	2013-05-29	2014-01-31
	Rep	Advising on securities	2012-02-22	2014-01-31
	Rep	Dealing in futures contracts	2010-07-29	2014-01-31
	Rep	Dealing in securities	2010-07-29	2014-01-31
	Rep	Asset management	2010-06-03	2013-05-29
VISION FINANCE ASSET MANAGEMENT LIMITED	Rep	Asset management	2010-04-27	2010-05-31