Personnel Hong Kong SFC License Details (ID 81648)

Personnel Hong Kong SFC License Details (ID 81648)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
TC Capital International Limited	RO	Advising on corporate finance	2015-06-24	-
	RO	Dealing in securities	2015-06-24	-
	Rep	Advising on corporate finance	2014-11-21	2015-06-24
	Rep	Dealing in securities	2014-11-21	2015-06-24
GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED	Rep	Advising on corporate finance	2013-10-04	2014-10-21
	Rep	Dealing in securities	2013-10-04	2014-10-21
SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED	Rep	Advising on corporate finance	2009-10-06	2013-09-15
Beijing Securities Limited	Rep	Advising on securities	2009-03-24	2009-09-16
	Rep	Advising on corporate finance	2009-03-02	2009-09-16
	Rep	Dealing in securities	2009-03-02	2009-09-16
ABCI Securities Company Limited	Rep	Advising on corporate finance	2008-07-14	2009-01-01
	Rep	Dealing in securities	2008-07-14	2009-01-01
CELESTIAL CAPITAL LIMITED	Rep	Advising on corporate finance	2007-10-04	2008-06-23
	Rep	Dealing in securities	2007-09-24	2008-06-23
CELESTIAL SECURITIES LIMITED	Rep	Dealing in securities	2006-08-22	2007-04-10