| CHIEF SECURITIES LIMITED | RO | Advising on securities | 2025-09-01 | - |
| RO | Asset management | 2025-09-01 | - |
| Rep | Dealing in futures contracts | 2025-09-01 | - |
| RO | Dealing in securities | 2025-09-01 | - |
| CHIEF GREAT CHINA ASSETS MANAGEMENT LIMITED | RO | Asset management | 2025-06-18 | - |
| CHIEF SECURITIES LIMITED | RO | Asset management | 2025-06-18 | 2025-08-31 |
| RO | Advising on securities | 2025-04-22 | 2025-08-31 |
| RO | Dealing in securities | 2025-04-22 | 2025-08-31 |
| CHIEF GREAT CHINA ASSETS MANAGEMENT LIMITED | Rep | Asset management | 2025-03-25 | 2025-06-18 |
| CHIEF SECURITIES LIMITED | Rep | Asset management | 2025-03-25 | 2025-06-18 |
| CHIEF COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2025-03-11 | 2025-08-31 |
| CHIEF SECURITIES LIMITED | Rep | Advising on securities | 2025-03-11 | 2025-04-22 |
| Rep | Dealing in securities | 2025-03-11 | 2025-04-22 |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | Rep | Dealing in futures contracts | 2022-10-13 | 2025-02-21 |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Advising on securities | 2022-08-30 | 2025-02-21 |
| Rep | Dealing in securities | 2022-08-30 | 2025-02-21 |
| SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2019-07-24 | 2022-07-21 |
| RO | Asset management | 2018-07-20 | 2022-07-21 |
| SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | RO | Dealing in securities | 2016-11-22 | 2022-07-21 |
| SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED | Rep | Asset management | 2016-05-24 | 2018-07-20 |
| SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in securities | 2016-05-24 | 2016-11-22 |
| SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Dealing in futures contracts | 2016-05-24 | 2018-05-11 |
| SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED | Rep | Asset management | 2014-01-17 | 2016-05-06 |
| Rep | Dealing in futures contracts | 2010-01-13 | 2016-05-06 |
| Rep | Dealing in securities | 2009-09-04 | 2016-05-06 |