| FORTHRIGHT SECURITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2020-09-18 | 2021-11-15 |
| Rep | Dealing in securities | 2020-09-18 | 2021-11-15 |
| Funderstone Futures Limited | Rep | Dealing in futures contracts | 2018-07-23 | 2020-08-14 |
| Funderstone Securities Limited | Rep | Dealing in securities | 2018-07-23 | 2020-08-14 |
| FIRST SHANGHAI FUTURES LIMITED | Rep | Dealing in futures contracts | 2017-08-07 | 2017-12-08 |
| FIRST SHANGHAI SECURITIES LIMITED | Rep | Dealing in securities | 2017-08-07 | 2017-12-08 |
| SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED | Rep | Dealing in futures contracts | 2010-08-04 | 2013-10-08 |
| Rep | Dealing in securities | 2010-08-04 | 2013-10-08 |
| KVB Kunlun Securities (HK) Limited | Rep | Dealing in securities | 2010-02-11 | 2010-08-01 |
| SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED | Rep | Dealing in futures contracts | 2010-01-13 | 2010-02-05 |
| Rep | Dealing in securities | 2007-11-02 | 2010-02-05 |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2007-05-28 | 2007-10-11 |
| CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2007-05-28 | 2007-10-11 |
| EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED | Rep | Leveraged foreign exchange trading | 2004-07-30 | 2007-02-10 |
| HONG KONG FOREX INVESTMENT LIMITED | Rep | Leveraged foreign exchange trading | 2003-10-29 | 2004-04-16 |
| Rep | Leveraged foreign exchange trading | - | 2003-06-11 |