Personnel Hong Kong SFC License Details (ID 81653)

Personnel Hong Kong SFC License Details (ID 81653)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
EIA Capital International Company Limited	RO	Asset management	2023-03-27	-
Hong Kong Top Grade Asset Management Company Limited	RO	Advising on securities	2022-04-06	2022-05-17
	RO	Asset management	2022-04-06	2022-05-17
	RO	Dealing in securities	2022-04-06	2022-05-17
Evergain Funds Limited	RO	Advising on securities	2020-07-17	2021-12-31
	RO	Asset management	2020-07-17	2021-12-31
Leading Securities Company Limited	RO	Advising on securities	2019-01-28	2019-10-11
	Rep	Advising on securities	2017-10-27	2019-01-28
	RO	Dealing in securities	2017-10-27	2019-10-11
	Rep	Dealing in securities	2017-04-11	2017-10-27
	RO	Asset management	2017-03-10	2019-10-11
	Rep	Asset management	2017-02-14	2017-03-10
SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED	RO	Asset management	2011-10-06	2017-02-13
	Rep	Asset management	2008-04-16	2011-10-06
	Rep	Dealing in securities	2004-10-14	2017-02-13