| Wanhai Securities (HK) Limited | RO | Advising on securities | 2025-12-30 | - |
| RO | Dealing in securities | 2025-12-30 | - |
| Rep | Advising on securities | 2025-11-06 | 2025-12-30 |
| Rep | Dealing in securities | 2025-11-06 | 2025-12-30 |
| OPEN ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2025-06-18 | 2025-10-19 |
| RO | Asset management | 2025-06-18 | 2025-10-19 |
| Rep | Asset management | 2024-01-15 | 2025-06-18 |
| Open Securities Limited | RO | Advising on securities | 2022-02-24 | 2025-10-19 |
| RO | Dealing in futures contracts | 2020-08-05 | 2025-10-19 |
| RO | Dealing in securities | 2020-08-05 | 2025-10-19 |
| Rep | Dealing in futures contracts | 2020-07-27 | 2020-08-05 |
| Rep | Dealing in securities | 2020-07-27 | 2020-08-05 |
| FTFT International Securities and Futures Limited | RO | Dealing in futures contracts | 2019-04-03 | 2020-07-24 |
| RO | Dealing in securities | 2019-04-03 | 2020-07-24 |
| EMPEROR FUTURES LIMITED | Rep | Dealing in futures contracts | 2012-08-01 | 2019-03-03 |
| EMPEROR SECURITIES LIMITED (HK) | Rep | Dealing in securities | 2012-08-01 | 2019-03-03 |
| SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED | Rep | Dealing in futures contracts | 2011-10-03 | 2012-07-13 |
| Rep | Dealing in securities | 2011-03-21 | 2012-07-13 |