Personnel Hong Kong SFC License Details (ID 81672)

Personnel Hong Kong SFC License Details (ID 81672)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
China Galaxy International Futures (Hong Kong) Co., Limited	Rep	Dealing in futures contracts	2019-03-07	-
China Galaxy International Securities (Hong Kong) Co., Limited	Rep	Dealing in securities	2019-03-07	-
MIB FUTURES (HONG KONG) LIMITED	RO	Dealing in futures contracts	2016-08-02	2019-02-28
MIB SECURITIES (HONG KONG) LIMITED	RO	Dealing in securities	2016-08-02	2019-02-28
MIB FUTURES (HONG KONG) LIMITED	RO	Advising on futures contracts	2015-06-10	2019-02-28
	Rep	Dealing in futures contracts	2012-06-18	2016-08-02
MIB SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2012-06-18	2016-08-02
	Rep	Advising on securities	2012-06-18	2019-02-28
ZHONG ZHENG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2009-08-20	2012-06-07
Mason Securities Limited	Rep	Advising on securities	2006-06-21	2012-06-07
	Rep	Dealing in securities	2006-06-21	2012-06-07
HANG SENG SECURITIES LIMITED	RO	Advising on securities	2005-12-05	2006-04-19
	RO	Dealing in securities	2005-12-05	2006-04-19
ICBC (ASIA) SECURITIES LIMITED	RO	Advising on corporate finance	2003-04-01	2005-01-25
	RO	Asset management	2003-04-01	2005-01-25
	RO	Providing automated trading services	2003-04-01	2005-01-25
	RO	Advising on securities	2003-04-01	2005-11-07
	RO	Dealing in securities	2003-04-01	2005-11-07