Personnel Hong Kong SFC License Details (ID 81673)

Personnel Hong Kong SFC License Details (ID 81673)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UOB KAY HIAN (HONG KONG) LIMITED	Rep	Dealing in securities	2022-09-02	-
UOB KAY HIAN FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2022-09-02	-
Mason Securities Limited	Rep	Dealing in securities	2014-04-16	2022-07-07
ZHONG ZHENG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2014-04-16	2022-07-07
Mason Securities Limited	RO	Dealing in securities	2012-01-10	2014-04-16
ZHONG ZHENG INTERNATIONAL FUTURES LIMITED	RO	Dealing in futures contracts	2012-01-10	2014-04-16
Mason Securities Limited	Rep	Advising on corporate finance	2003-04-01	2005-02-22
	Rep	Advising on securities	2003-04-01	2005-02-22
	Rep	Asset management	2003-04-01	2005-02-22
	Rep	Providing automated trading services	2003-04-01	2005-02-22
	Rep	Dealing in securities	2003-04-01	2012-01-10
ZHONG ZHENG INTERNATIONAL FUTURES LIMITED	Rep	Advising on futures contracts	2003-04-01	2005-02-22
	Rep	Asset management	2003-04-01	2005-02-22
	Rep	Dealing in futures contracts	2003-04-01	2012-01-10