Personnel Hong Kong SFC License Details (ID 81691)

Personnel Hong Kong SFC License Details (ID 81691)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
China Galaxy International Futures (Hong Kong) Co., Limited	Rep	Dealing in futures contracts	2014-09-12	2023-12-07
China Galaxy International Securities (Hong Kong) Co., Limited	Rep	Dealing in securities	2014-09-12	2023-12-07
Mason Securities Limited	Rep	Dealing in securities	2011-08-11	2013-10-02
ZHONG ZHENG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2011-08-11	2013-10-02
BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED	Rep	Dealing in futures contracts	2010-11-25	2011-07-31
BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED	Rep	Dealing in securities	2010-10-12	2011-07-31
CHONG HING SECURITIES LIMITED	Rep	Dealing in securities	2007-07-10	2010-09-26