Xiang, Xinrong 向新榮

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CMBC SECURITIES COMPANY LIMITED	RO	Advising on securities	2024-01-09	-
CMBC ASSET MANAGEMENT COMPANY LIMITED	RO	Advising on securities	2019-07-11	-
	RO	Asset management	2019-07-11	-
CMBC SECURITIES COMPANY LIMITED	RO	Dealing in securities	2019-07-11	-
CMBC ASSET MANAGEMENT COMPANY LIMITED	Rep	Advising on securities	2019-03-18	2019-07-11
	Rep	Asset management	2019-03-18	2019-07-11
CMBC SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2019-03-18	2019-07-11
China Securities (International) Asset Management Company Limited	RO	Advising on securities	2014-04-14	2019-03-04
China Securities (International) Brokerage Company Limited	RO	Advising on securities	2013-04-24	2019-03-04
	RO	Dealing in securities	2013-04-24	2019-03-04
China Securities (International) Asset Management Company Limited	RO	Asset management	2013-02-22	2019-03-04
GUOSEN SECURITIES (HK) ASSET MANAGEMENT COMPANY LIMITED	RO	Dealing in securities	2011-10-28	2012-12-31
	RO	Advising on securities	2010-06-29	2012-12-31
	RO	Asset management	2010-06-29	2012-12-31
Guosen Securities (HK) Brokerage Company, Limited	RO	Advising on securities	2010-02-26	2012-12-31
	RO	Dealing in securities	2010-02-26	2012-12-31
CMB International Capital Holdings Corporation Limited	RO	Dealing in securities	2007-09-04	2009-12-12
	Rep	Dealing in securities	2006-08-08	2007-09-04
HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2005-01-18	2006-02-18
	Rep	Asset management	2005-01-18	2006-02-18

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.