| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| VELBRIDGE ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2026-10-12 | - |
| RO | Asset management | 2026-10-12 | - | |
| Rep | Advising on securities | 2026-08-06 | 2026-10-12 | |
| Rep | Asset management | 2026-08-06 | 2026-10-12 | |
| Micro Connect (H.K.) Investment Management Limited | RO | Advising on securities | 2025-12-01 | 2026-05-01 |
| RO | Asset management | 2025-12-01 | 2026-05-01 | |
| Rep | Advising on securities | 2025-11-05 | 2025-12-01 | |
| Rep | Asset management | 2025-11-05 | 2025-12-01 | |
| HARVEST GLOBAL INVESTMENTS LIMITED | RO | Advising on securities | 2022-03-01 | 2024-01-09 |
| RO | Asset management | 2022-03-01 | 2024-01-09 | |
| RO | Dealing in securities | 2022-03-01 | 2024-01-09 | |
| Rep | Advising on securities | 2022-02-08 | 2022-03-01 | |
| Rep | Asset management | 2022-02-08 | 2022-03-01 | |
| Rep | Dealing in securities | 2022-02-08 | 2022-03-01 | |
| VMS Asset Management Limited | RO | Advising on securities | 2021-11-03 | 2021-11-23 |
| RO | Asset management | 2021-01-28 | 2021-11-23 | |
| VMS Securities Limited | RO | Dealing in securities | 2021-01-28 | 2021-11-23 |
| VMS Asset Management Limited | Rep | Asset management | 2020-12-02 | 2021-01-28 |
| VMS Securities Limited | Rep | Dealing in securities | 2020-12-02 | 2021-01-28 |
| Eurizon Capital Asia Limited | RO | Dealing in securities | 2018-06-28 | 2020-08-24 |
| RO | Advising on securities | 2016-10-26 | 2020-08-24 | |
| RO | Asset management | 2016-10-26 | 2020-08-24 | |
| GUOSEN SECURITIES (HK) ASSET MANAGEMENT COMPANY LIMITED | RO | Dealing in securities | 2011-10-28 | 2012-05-15 |
| Guosen Securities (HK) Brokerage Company, Limited | Rep | Dealing in securities | 2011-05-20 | 2012-05-15 |
| GUOSEN SECURITIES (HK) ASSET MANAGEMENT COMPANY LIMITED | Rep | Advising on securities | 2010-11-29 | 2012-05-15 |
| Rep | Asset management | 2010-11-29 | 2012-05-15 | |
| HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED | Rep | Advising on securities | 2010-09-21 | 2010-11-08 |
| HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2010-09-21 | 2010-11-08 |
| HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | Rep | Advising on securities | 2010-09-21 | 2010-11-08 |
| HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED | Rep | Asset management | 2010-06-30 | 2010-11-08 |
| HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Asset management | 2010-06-30 | 2010-11-08 |
| HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | Rep | Asset management | 2010-06-30 | 2010-11-08 |
| Rep | Dealing in securities | 2010-06-30 | 2010-11-08 | |
| SUMITOMO MITSUI DS ASSET MANAGEMENT (HONG KONG) LIMITED | Rep | Asset management | 2010-01-14 | 2010-05-19 |
| Rep | Advising on securities | 2009-12-15 | 2010-05-19 | |
| Rep | Dealing in securities | 2009-12-15 | 2010-05-19 | |
| CCB INTERNATIONAL SECURITIES LIMITED | Rep | Advising on securities | 2009-09-22 | 2009-12-05 |
| Rep | Dealing in securities | 2009-09-22 | 2009-12-05 | |
| NEW STAR INTERNATIONAL INVESTMENT PRODUCTS (ASIA) LIMITED | Rep | Advising on securities | 2008-07-16 | 2008-09-19 |
| Rep | Dealing in securities | 2008-07-16 | 2008-09-19 | |
| AMUNDI ASSET MANAGEMENT | Rep | Asset management | 2006-03-28 | 2008-01-01 |
| Amundi Hong Kong Limited | Rep | Asset management | 2006-03-28 | 2008-06-23 |
| AMUNDI ASSET MANAGEMENT | Rep | Advising on securities | 2006-03-27 | 2008-01-01 |
| Amundi Hong Kong Limited | Rep | Advising on securities | 2006-03-27 | 2008-06-23 |
| Rep | Dealing in securities | 2006-03-27 | 2008-06-23 | |
| BOCI SECURITIES LIMITED | Rep | Dealing in futures contracts | 2005-10-13 | 2006-03-23 |
| BOCI COMMODITIES & FUTURES LIMITED | Rep | Dealing in futures contracts | 2004-11-11 | 2006-03-23 |
| BOCI SECURITIES LIMITED | Rep | Advising on securities | 2004-11-11 | 2006-03-23 |
| Rep | Dealing in securities | 2004-03-16 | 2006-03-23 | |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Advising on corporate finance | 2003-04-01 | 2004-02-27 |
| Rep | Advising on securities | 2003-04-01 | 2004-02-27 | |
| Rep | Asset management | 2003-04-01 | 2004-02-27 | |
| HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2004-02-27 |
| Rep | Advising on securities | 2003-04-01 | 2004-02-27 | |
| Rep | Asset management | 2003-04-01 | 2004-02-27 | |
| Rep | Dealing in securities | 2003-04-01 | 2004-02-27 |
No HKMA registrations in the collected records.