Personnel Hong Kong SFC License Details (ID 81707)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Greenland (Asia) Securities Co., Limited	RO	Advising on securities	2023-02-20	-
	RO	Asset management	2023-02-20	-
	Rep	Asset management	2023-02-17	2023-02-20
Waton Securities International Limited	RO	Asset management	2022-02-10	2023-01-31
Finet Securities Limited	RO	Asset management	2021-03-09	2021-06-13
	Rep	Asset management	2020-12-22	2021-03-09
Richland Asset Management (HK) Limited	RO	Asset management	2017-04-13	2020-06-30
Pinxin (Hong Kong) Asset Management Co. Limited	RO	Asset management	2014-11-13	2015-09-21
Hong Kong Securities (International) Company Limited	RO	Asset management	2013-04-30	2014-02-28
GUOSEN SECURITIES (HK) ASSET MANAGEMENT COMPANY LIMITED	Rep	Asset management	2011-06-03	2012-01-19
CNCB (Hong Kong) Capital Limited	RO	Asset management	2011-01-18	2011-05-16
	Rep	Asset management	2010-12-01	2011-01-18
Arta Asset Management Limited	Rep	Dealing in securities	2010-03-03	2010-07-31
KCG FUND MANAGEMENT LIMITED	RO	Advising on securities	2009-03-27	2009-09-04
	RO	Asset management	2009-03-27	2009-09-04
KCG SECURITIES ASIA LIMITED	RO	Advising on securities	2009-03-27	2009-09-04
	RO	Asset management	2009-03-27	2009-09-04
KCG FUND MANAGEMENT LIMITED	Rep	Asset management	2007-08-28	2009-03-27
KCG SECURITIES ASIA LIMITED	Rep	Advising on securities	2007-07-17	2009-03-27
	Rep	Asset management	2007-07-17	2009-03-27
	Rep	Dealing in securities	2007-07-17	2009-09-04