So, Ferdinand 蘇平恩

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GUOSEN SECURITIES (HK) ASSET MANAGEMENT COMPANY LIMITED	Rep	Dealing in securities	2012-01-19	2012-08-16
	Rep	Advising on securities	2011-09-09	2012-08-16
	Rep	Asset management	2011-09-09	2012-08-16
UBS SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2004-03-26	2007-07-17
	Rep	Dealing in securities	2004-03-26	2007-07-17
SG Asset Finance (Hong Kong) Limited	Rep	Dealing in futures contracts	2003-10-28	2004-03-02
Newedge Broker Hong Kong Limited	Rep	Advising on futures contracts	-	2003-07-09
	Rep	Asset management	-	2003-07-09
	Rep	Providing automated trading services	-	2003-07-09
	Rep	Dealing in futures contracts	-	2003-10-28
SG Asset Finance (Hong Kong) Limited	Rep	Advising on corporate finance	-	2003-07-09
	Rep	Advising on securities	-	2003-07-09
	Rep	Asset management	-	2003-07-09
	Rep	Providing automated trading services	-	2003-07-09
	Rep	Dealing in securities	-	2004-03-02

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GUOSEN SECURITIES (HK) ASSET MANAGEMENT COMPANY LIMITED	Rep	Dealing in securities	2012-01-19	2012-08-16
	Rep	Advising on securities	2011-09-09	2012-08-16
	Rep	Asset management	2011-09-09	2012-08-16
UBS SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2004-03-26	2007-07-17
	Rep	Dealing in securities	2004-03-26	2007-07-17
SG Asset Finance (Hong Kong) Limited	Rep	Dealing in futures contracts	2003-10-28	2004-03-02
Newedge Broker Hong Kong Limited	Rep	Advising on futures contracts	-	2003-07-09
	Rep	Asset management	-	2003-07-09
	Rep	Providing automated trading services	-	2003-07-09
	Rep	Dealing in futures contracts	-	2003-10-28
SG Asset Finance (Hong Kong) Limited	Rep	Advising on corporate finance	-	2003-07-09
	Rep	Advising on securities	-	2003-07-09
	Rep	Asset management	-	2003-07-09
	Rep	Providing automated trading services	-	2003-07-09
	Rep	Dealing in securities	-	2004-03-02