Kwok, Lai Tsui 郭麗翠

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED	RO	Advising on corporate finance	2011-04-13	2013-12-18
	RO	Dealing in securities	2011-04-13	2013-12-18
	Rep	Advising on corporate finance	2011-04-01	2011-04-13
	Rep	Dealing in securities	2011-04-01	2011-04-13
UOB ASIA (HONG KONG) LIMITED	RO	Advising on corporate finance	2010-10-27	2011-03-01
	RO	Advising on securities	2010-10-27	2011-03-01
	RO	Dealing in securities	2010-10-27	2011-03-01
	Rep	Advising on securities	2006-04-27	2010-10-27
	Rep	Dealing in securities	2006-04-27	2010-10-27
	Rep	Advising on corporate finance	2006-01-09	2010-10-27
HAITONG INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2004-03-31	2006-01-01

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED	RO	Advising on corporate finance	2011-04-13	2013-12-18
	RO	Dealing in securities	2011-04-13	2013-12-18
	Rep	Advising on corporate finance	2011-04-01	2011-04-13
	Rep	Dealing in securities	2011-04-01	2011-04-13
UOB ASIA (HONG KONG) LIMITED	RO	Advising on corporate finance	2010-10-27	2011-03-01
	RO	Advising on securities	2010-10-27	2011-03-01
	RO	Dealing in securities	2010-10-27	2011-03-01
	Rep	Advising on securities	2006-04-27	2010-10-27
	Rep	Dealing in securities	2006-04-27	2010-10-27
	Rep	Advising on corporate finance	2006-01-09	2010-10-27
HAITONG INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2004-03-31	2006-01-01