| SDIC SECURITIES CORPORATE FINANCE (HONG KONG) LIMITED | RO | Dealing in securities | 2019-08-15 | - |
| SDIC SECURITIES (HONG KONG) LIMITED | RO | Dealing in securities | 2014-10-06 | 2020-12-28 |
| SDIC SECURITIES CORPORATE FINANCE (HONG KONG) LIMITED | RO | Advising on corporate finance | 2014-08-20 | - |
| SDIC SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2014-07-31 | 2014-10-06 |
| SDIC SECURITIES CORPORATE FINANCE (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2014-07-31 | 2014-08-20 |
| SINOPAC SECURITIES (ASIA) LIMITED | RO | Advising on corporate finance | 2012-12-10 | 2014-06-30 |
| RO | Dealing in securities | 2012-12-10 | 2014-06-30 |
| Rep | Advising on corporate finance | 2012-12-03 | 2012-12-10 |
| Rep | Dealing in securities | 2012-12-03 | 2012-12-10 |
| GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED | RO | Advising on corporate finance | 2011-06-15 | 2012-08-31 |
| RO | Dealing in securities | 2011-06-15 | 2012-08-31 |
| Rep | Advising on corporate finance | 2011-05-17 | 2011-06-15 |
| Rep | Dealing in securities | 2011-05-17 | 2011-06-15 |
| Mason Securities Limited | RO | Advising on corporate finance | 2011-03-16 | 2011-04-06 |
| RO | Dealing in securities | 2011-03-16 | 2011-04-06 |
| Rep | Advising on corporate finance | 2011-01-20 | 2011-03-16 |
| Rep | Dealing in securities | 2011-01-20 | 2011-03-16 |
| CHINA EVERBRIGHT CAPITAL LIMITED | RO | Advising on corporate finance | 2009-10-08 | 2010-12-14 |
| RO | Dealing in securities | 2009-10-08 | 2010-12-14 |
| CHINA EVERBRIGHT SECURITIES (HK) LIMITED | RO | Advising on corporate finance | 2009-10-08 | 2010-12-13 |
| RO | Dealing in securities | 2009-10-08 | 2010-12-13 |
| CHINA EVERBRIGHT CAPITAL LIMITED | Rep | Advising on corporate finance | 2009-08-11 | 2009-10-08 |
| Rep | Dealing in securities | 2009-08-11 | 2009-10-08 |
| CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Advising on corporate finance | 2009-08-11 | 2009-10-08 |
| Rep | Dealing in securities | 2009-08-11 | 2009-10-08 |
| CENTRAL CHINA INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2009-07-24 | 2009-07-29 |
| Rep | Dealing in securities | 2009-07-24 | 2009-07-29 |
| UOB ASIA (HONG KONG) LIMITED | RO | Advising on corporate finance | 2005-11-24 | 2008-03-01 |
| RO | Advising on securities | 2005-11-24 | 2008-03-01 |
| RO | Dealing in securities | 2005-11-24 | 2008-03-01 |
| Rep | Advising on corporate finance | 2005-08-03 | 2005-11-24 |
| Rep | Advising on securities | 2005-08-03 | 2005-11-24 |
| Rep | Dealing in securities | 2005-08-03 | 2005-11-24 |
| DBS ASIA CAPITAL LIMITED | Rep | Asset management | 2003-04-01 | 2005-02-15 |
| Rep | Advising on corporate finance | 2003-04-01 | 2005-07-05 |
| Rep | Advising on securities | 2003-04-01 | 2005-07-05 |
| Rep | Dealing in securities | 2003-04-01 | 2005-07-05 |