Personnel Hong Kong SFC License Details (ID 81720)

Personnel Hong Kong SFC License Details (ID 81720)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ABCI Securities Company Limited	RO	Advising on securities	2023-12-15	-
ABCI CAPITAL LIMITED	RO	Advising on corporate finance	2013-01-16	2023-08-21
	RO	Dealing in securities	2013-01-16	2023-08-21
ABCI Securities Company Limited	RO	Dealing in securities	2013-01-16	-
GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED	RO	Advising on corporate finance	2011-06-30	2012-09-27
	RO	Dealing in securities	2011-06-30	2012-09-27
	Rep	Advising on corporate finance	2011-06-21	2011-06-30
	Rep	Dealing in securities	2011-06-21	2011-06-30
ICBC INTERNATIONAL CAPITAL LIMITED	RO	Advising on corporate finance	2009-08-14	2011-02-28
	RO	Dealing in securities	2009-08-14	2011-02-28
	Rep	Advising on corporate finance	2009-07-16	2009-08-14
	Rep	Dealing in securities	2009-07-16	2009-08-14
ICEA CAPITAL LIMITED	RO	Advising on corporate finance	2006-07-06	2009-06-26
	RO	Dealing in securities	2006-07-06	2009-06-26
	Rep	Advising on corporate finance	2006-03-20	2006-07-06
	Rep	Dealing in securities	2006-03-20	2006-07-06