Personnel Hong Kong SFC License Details (ID 81724)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MindWorks Capital Advisors Hong Kong Limited	RO	Advising on securities	2024-08-26	-
	RO	Asset management	2024-08-26	-
GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED	Rep	Advising on corporate finance	2011-05-12	2012-01-17
	Rep	Dealing in securities	2011-05-12	2012-01-17
Morgan Stanley Asia Limited	Rep	Dealing in securities	2007-09-10	2007-10-12
Morgan Stanley Hong Kong Futures Limited	Rep	Dealing in futures contracts	2007-09-10	2007-10-12