Personnel Hong Kong SFC License Details (ID 81733)

Personnel Hong Kong SFC License Details (ID 81733)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA INDUSTRIAL SECURITIES INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2026-08-31	-
	Rep	Dealing in securities	2026-08-31	-
Zijing Capital Limited	RO	Advising on corporate finance	2023-05-10	2026-08-05
	RO	Dealing in securities	2023-05-10	2026-08-05
	Rep	Advising on corporate finance	2023-04-06	2023-05-10
	Rep	Dealing in securities	2023-04-06	2023-05-10
CHINA INDUSTRIAL SECURITIES INTERNATIONAL CAPITAL LIMITED	RO	Dealing in securities	2015-02-25	2022-09-29
	Rep	Dealing in securities	2013-02-05	2015-02-25
	RO	Advising on corporate finance	2013-01-09	2022-09-29
CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED	Rep	Advising on securities	2012-10-18	2013-01-15
	Rep	Dealing in securities	2012-10-18	2013-01-15
GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED	Rep	Advising on corporate finance	2011-08-08	2012-08-21
	Rep	Dealing in securities	2011-08-08	2012-08-21
KGI CAPITAL ASIA LIMITED	Rep	Dealing in securities	2008-01-21	2011-07-24
	Rep	Advising on corporate finance	2004-04-30	2011-07-24
	Rep	Advising on securities	2004-04-30	2011-07-24