| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| QUAM ASSET MANAGEMENT LIMITED | Rep | Dealing in securities | 2024-08-02 | - |
| Rep | Asset management | 2023-12-27 | - | |
| Raffles Assets Management (HK) Co. Limited | Rep | Asset management | 2022-08-26 | 2023-08-17 |
| Kaisa Financial Group Company Limited | Rep | Dealing in securities | 2021-08-09 | 2021-10-28 |
| Kaisa Asset Management Limited | Rep | Advising on securities | 2021-07-05 | 2021-10-28 |
| AMBER HILL CAPITAL LIMITED | Rep | Advising on securities | 2020-07-20 | 2021-04-01 |
| Kaisa Asset Management Limited | Rep | Advising on securities | 2019-03-19 | 2020-04-30 |
| Kaisa Financial Group Company Limited | Rep | Dealing in securities | 2019-03-19 | 2020-04-30 |
| GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED | Rep | Advising on corporate finance | 2011-06-22 | 2012-03-31 |
| Rep | Dealing in securities | 2011-04-14 | 2012-03-31 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2008-06-23 | 2009-05-16 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-06-23 | 2009-05-16 |
No HKMA registrations in the collected records.