Personnel Hong Kong SFC License Details (ID 81740)

Personnel Hong Kong SFC License Details (ID 81740)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Mont Avenir Capital Limited	RO	Advising on corporate finance	2021-11-08	2023-03-31
	Rep	Advising on corporate finance	2021-09-28	2021-11-08
	Rep	Dealing in securities	2021-09-28	2023-03-31
DONGXING SECURITIES (HONG KONG) COMPANY LIMITED	Rep	Advising on corporate finance	2016-03-03	2021-03-31
	Rep	Dealing in securities	2016-03-03	2021-03-31
SOUTHWEST SECURITIES (HK) CAPITAL LIMITED	Rep	Advising on corporate finance	2015-05-08	2015-11-26
	Rep	Dealing in securities	2015-05-08	2015-11-26
CINDA INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2014-07-15	2015-05-01
	Rep	Dealing in securities	2014-07-15	2015-05-01
GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED	Rep	Advising on corporate finance	2011-08-22	2014-06-25
	Rep	Dealing in securities	2011-08-22	2014-06-25