Personnel Hong Kong SFC License Details (ID 81750)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ETF Securities (HK) Limited	RO	Asset management	2014-02-19	2017-01-18
	Rep	Asset management	2013-11-04	2014-02-19
GUOTAI JUNAN ASSETS (ASIA) LIMITED	Rep	Asset management	2010-12-31	2013-10-13
HANG SENG INVESTMENT MANAGEMENT LIMITED	Rep	Advising on futures contracts	2008-08-04	2010-10-16
	Rep	Advising on securities	2008-03-05	2010-10-16
	Rep	Asset management	2008-03-05	2010-10-16
	Rep	Dealing in securities	2008-03-05	2010-10-16