Personnel Hong Kong SFC License Details (ID 81751)

Personnel Hong Kong SFC License Details (ID 81751)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ABCI ASSET MANAGEMENT LIMITED	RO	Advising on securities	2020-04-02	-
	RO	Asset management	2020-04-02	-
	Rep	Advising on securities	2019-12-19	2020-04-02
	Rep	Asset management	2019-12-19	2020-04-02
CMS ASSET MANAGEMENT (HK) CO., LIMITED	RO	Advising on securities	2019-03-08	2019-10-21
	RO	Asset management	2019-03-08	2019-10-21
	Rep	Advising on securities	2018-11-14	2019-03-08
	Rep	Asset management	2018-11-14	2019-03-08
Donghai International Asset Management (Hong Kong) Limited	RO	Advising on securities	2018-01-05	2018-10-12
	RO	Asset management	2018-01-05	2018-10-12
	Rep	Advising on securities	2017-12-19	2018-01-05
	Rep	Asset management	2017-12-19	2018-01-05
GUOTAI JUNAN ASSETS (ASIA) LIMITED	Rep	Advising on securities	2008-08-29	2017-12-06
	Rep	Asset management	2008-05-21	2017-12-06