Personnel SFC Licences and HKMA Registrations (ID 81759)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Akron Corporate Finance Limited	RO	Advising on corporate finance	2021-05-28	-
	Rep	Advising on corporate finance	2021-03-24	2021-05-28
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2004-04-06	2021-01-31
GUOTAI JUNAN CAPITAL LIMITED	RO	Advising on corporate finance	2003-04-01	2021-01-31
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED	RO	Advising on corporate finance	2003-04-01	2004-03-30

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.