Personnel Hong Kong SFC License Details (ID 81761)

Personnel Hong Kong SFC License Details (ID 81761)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Wilson International Capital Limited	Rep	Advising on corporate finance	2021-05-12	2025-08-08
WILSON SECURITIES LIMITED	RO	Advising on securities	2021-04-21	2025-08-08
	RO	Dealing in securities	2021-04-21	2025-08-08
	Rep	Dealing in securities	2021-01-27	2021-04-21
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED	RO	Dealing in securities	2017-11-08	2020-08-05
GUOTAI JUNAN CAPITAL LIMITED	Rep	Advising on corporate finance	2008-06-05	2020-08-05
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2008-06-05	2017-11-08
RHB CAPITAL HONG KONG LIMITED	Rep	Advising on corporate finance	2007-09-12	2008-05-27
RHB SECURITIES HONG KONG LIMITED	Rep	Dealing in securities	2007-07-27	2008-05-27
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	Advising on corporate finance	2007-06-18	2007-07-18
CORE PACIFIC-YAMAICHI CAPITAL LIMITED	Rep	Advising on corporate finance	2007-04-25	2007-06-18
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	Dealing in securities	2005-02-07	2007-07-18
CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2005-02-07	2007-07-18
CSC ASIA LIMITED	Rep	Advising on securities	-	2004-03-30
	Rep	Asset management	-	2004-03-30
	Rep	Advising on corporate finance	-	2004-12-29