Personnel Hong Kong SFC License Details (ID 81769)

Personnel Hong Kong SFC License Details (ID 81769)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Lego Corporate Finance Limited	Rep	Advising on corporate finance	2016-03-22	2022-09-26
DELOITTE & TOUCHE CORPORATE FINANCE LIMITED	Rep	Dealing in securities	2015-10-19	2016-03-09
	Rep	Advising on corporate finance	2015-07-17	2016-03-09
QUAM CAPITAL LIMITED	Rep	Advising on corporate finance	2012-11-05	2015-07-04
GUOTAI JUNAN CAPITAL LIMITED	Rep	Advising on corporate finance	2011-06-24	2012-08-23
DELOITTE & TOUCHE CORPORATE FINANCE LIMITED	Rep	Advising on corporate finance	2010-11-11	2011-06-19
	Rep	Dealing in securities	2010-11-11	2011-06-19
Optima Capital Limited	Rep	Dealing in securities	2007-11-20	2010-10-19
	Rep	Advising on corporate finance	2007-04-10	2010-10-19