Personnel Hong Kong SFC License Details (ID 81772)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED	RO	Advising on corporate finance	2021-11-09	-
	Rep	Dealing in securities	2021-09-15	-
	Rep	Advising on corporate finance	2021-08-20	2021-11-09
GUOTAI JUNAN CAPITAL LIMITED	RO	Advising on corporate finance	2019-10-17	2021-08-06
	Rep	Advising on corporate finance	2007-12-28	2019-10-17