Personnel Hong Kong SFC License Details (ID 81783)

Personnel Hong Kong SFC License Details (ID 81783)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Guotai Junan FX Limited	Rep	Leveraged foreign exchange trading	2011-03-30	2021-10-28
GUOTAI JUNAN FUTURES (HONG KONG) LIMITED	RO	Advising on futures contracts	2010-11-26	2021-10-28
	RO	Advising on futures contracts	-	2003-12-30
	RO	Asset management	-	2003-12-30
	RO	Dealing in futures contracts	-	2021-10-28
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED	Rep	Advising on corporate finance	-	2003-12-30
	Rep	Advising on securities	-	2003-12-30
	Rep	Asset management	-	2003-12-30
	Rep	Dealing in securities	-	2021-10-28