Personnel Hong Kong SFC License Details (ID 81786)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
TradeGo Markets Limited	RO	Providing automated trading services	2023-02-16	2023-07-26
	RO	Dealing in securities	2023-02-16	2023-07-26
CHINA GLORY SECURITIES COMPANY LIMITED	RO	Dealing in futures contracts	2021-07-22	2022-02-26
	RO	Dealing in securities	2021-07-22	2022-02-26
GRAND FU INTERNATIONAL SECURITIES LIMITED	RO	Dealing in futures contracts	2020-01-03	2021-06-21
	RO	Dealing in securities	2020-01-03	2021-06-21
Hang Tai Asset Management Limited	RO	Advising on futures contracts	2020-01-03	2021-06-21
	RO	Advising on securities	2020-01-03	2021-06-21
GRAND FU INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2019-12-23	2020-01-03
PARCHMENT INVESTMENT LIMITED	RO	Dealing in securities	2018-10-08	2019-06-06
AIF Securities Limited	RO	Advising on futures contracts	2017-10-12	2018-07-12
	RO	Dealing in futures contracts	2017-10-12	2018-07-12
	RO	Dealing in securities	2017-10-12	2018-07-12
	Rep	Advising on futures contracts	2017-09-05	2017-10-12
	Rep	Dealing in futures contracts	2017-09-05	2017-10-12
	Rep	Dealing in securities	2017-09-05	2017-10-12
YUE XIU FUTURES COMPANY LIMITED	Rep	Advising on futures contracts	2015-12-30	2017-08-18
	Rep	Dealing in futures contracts	2015-12-30	2017-08-18
YUE XIU SECURITIES COMPANY LIMITED	RO	Advising on futures contracts	2015-12-30	2017-08-18
	RO	Dealing in futures contracts	2015-12-30	2017-08-18
	Rep	Dealing in securities	2015-08-25	2017-08-18
China Securities (International) Brokerage Company Limited	RO	Advising on futures contracts	2015-02-27	2015-08-10
	RO	Dealing in futures contracts	2015-02-27	2015-08-10
	Rep	Advising on futures contracts	2014-11-20	2015-02-27
	Rep	Dealing in futures contracts	2014-11-20	2015-02-27
	Rep	Dealing in securities	2013-12-20	2015-08-10
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2012-11-01	2013-12-09
Guotai Junan FX Limited	Rep	Leveraged foreign exchange trading	2011-07-13	2013-12-09
GUOTAI JUNAN FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2011-05-06	2013-12-09
FULBRIGHT FUTURES LIMITED	Rep	Dealing in futures contracts	2009-09-25	2011-04-02
FULBRIGHT SECURITIES LIMITED	Rep	Dealing in securities	2009-09-25	2011-04-02
PHILLIP COMMODITIES (HK) LIMITED	Rep	Leveraged foreign exchange trading	2008-07-31	2008-08-30
	Rep	Dealing in futures contracts	2008-06-12	2008-08-30
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2008-06-12	2008-08-30