Personnel Hong Kong SFC License Details (ID 81787)

Personnel Hong Kong SFC License Details (ID 81787)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Swissquote Asia Limited	RO	Leveraged foreign exchange trading	2014-10-22	-
	Rep	Leveraged foreign exchange trading	2014-08-14	2014-10-22
Guotai Junan FX Limited	RO	Leveraged foreign exchange trading	2010-10-21	2014-06-15
GUOTAI JUNAN FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2010-02-17	2014-06-15
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2010-02-17	2014-06-15
Rakuten Securities Hong Kong Limited	Rep	Leveraged foreign exchange trading	2005-03-10	2007-07-24