| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2015-06-19 | 2019-08-31 |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2015-06-19 | 2019-08-31 |
| CSC FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2012-07-10 | 2015-05-29 |
| CSC SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2012-07-10 | 2015-05-29 |
| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | Advising on futures contracts | - | 2003-12-30 |
| Rep | Asset management | - | 2003-12-30 |
| Rep | Dealing in futures contracts | - | 2012-06-29 |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Advising on corporate finance | - | 2003-12-30 |
| Rep | Advising on securities | - | 2003-12-30 |
| Rep | Asset management | - | 2003-12-30 |
| Rep | Dealing in securities | - | 2012-06-29 |