| Funderstone Futures Limited | Rep | Advising on futures contracts | 2026-06-29 | - |
| Rep | Dealing in futures contracts | 2026-06-29 | - |
| Funderstone Securities Limited | Rep | Advising on securities | 2026-06-29 | - |
| Rep | Asset management | 2026-06-29 | - |
| Rep | Dealing in securities | 2026-06-29 | - |
| Zynergy Asset Management Limited | Rep | Advising on securities | 2026-05-13 | 2026-06-05 |
| Rep | Asset management | 2026-05-13 | 2026-06-05 |
| HERITVEST WEALTH MANAGEMENT (HONG KONG) CO., LIMITED | Rep | Advising on securities | 2024-12-23 | 2025-04-24 |
| Rep | Asset management | 2024-12-23 | 2025-04-24 |
| Rep | Dealing in securities | 2024-12-23 | 2025-04-24 |
| PING AN SECURITIES (HONG KONG) COMPANY LIMITED | Rep | Advising on securities | 2023-05-22 | 2023-07-14 |
| Rep | Dealing in securities | 2023-05-22 | 2023-07-14 |
| PING AN SECURITIES (HONG KONG) FUTURES COMPANY LIMITED | Rep | Advising on futures contracts | 2023-05-22 | 2023-07-14 |
| Rep | Dealing in futures contracts | 2023-05-22 | 2023-07-14 |
| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2018-11-05 | 2022-08-14 |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2018-11-05 | 2022-08-14 |
| Rep | Advising on securities | 2012-11-01 | 2022-08-14 |
| Guotai Junan FX Limited | Rep | Leveraged foreign exchange trading | 2011-10-03 | 2022-08-14 |
| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2010-12-17 | 2022-08-14 |
| Yuanta Asia Investment (Hong Kong) Limited | Rep | Leveraged foreign exchange trading | 2010-02-26 | 2010-06-21 |