| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Guotai Junan FX Limited | Rep | Leveraged foreign exchange trading | 2021-02-23 | 2022-10-31 |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | RO | Dealing in securities | 2014-08-06 | 2022-10-31 |
| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | Advising on futures contracts | - | 2003-12-30 |
| Rep | Asset management | - | 2003-12-30 | |
| Rep | Dealing in futures contracts | - | 2022-10-31 | |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Advising on corporate finance | - | 2003-12-30 |
| Rep | Advising on securities | - | 2003-12-30 | |
| Rep | Asset management | - | 2003-12-30 | |
| Rep | Dealing in securities | - | 2014-08-06 |