Personnel Hong Kong SFC License Details (ID 81798)

Personnel Hong Kong SFC License Details (ID 81798)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED	RO	Dealing in securities	2023-06-15	-
GUOTAI JUNAN FUTURES (HONG KONG) LIMITED	Rep	Advising on futures contracts	2023-03-07	-
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2020-11-05	2023-06-15
Guotai Junan FX Limited	Rep	Leveraged foreign exchange trading	2011-06-28	-
GUOTAI JUNAN FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2011-05-05	-
CHINA INTERNATIONAL FUTURES (HONG KONG) COMPANY LIMITED	Rep	Dealing in futures contracts	2009-07-08	2011-04-30
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Leveraged foreign exchange trading	2008-11-21	2009-07-03
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2008-07-24	2009-07-03
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2008-07-24	2009-07-03