Lau, Ka Fung Adrian 劉家灃 SFC Licences and HKMA Registrations (ID 81799)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PERPETUUM WEALTH MANAGEMENT LIMITED	RO	Advising on securities	2022-09-21	-
	RO	Asset management	2022-09-21	-
	Rep	Advising on securities	2022-08-22	2022-09-21
	Rep	Asset management	2022-08-22	2022-09-21
Risen Family Office Limited	RO	Advising on securities	2020-06-23	2022-08-19
	RO	Asset management	2020-06-23	2022-08-19
QUAM ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2018-04-12	2020-06-05
	Rep	Asset management	2018-04-12	2020-06-05
Pamirs Capital (H.K.) Limited	Rep	Advising on securities	2017-05-31	2017-12-09
	Rep	Asset management	2017-05-31	2017-12-09
	Rep	Dealing in securities	2017-05-31	2017-12-09
SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2016-05-19	2017-05-20
	Rep	Asset management	2016-05-19	2017-05-20
Guotai Junan FX Limited	Rep	Leveraged foreign exchange trading	2012-04-19	2014-12-17
GUOTAI JUNAN FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2011-08-04	2014-12-17

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.